Internal Operations

*2022 BSA/AML/OFAC Annual Training - Part 2

One of the Five Core Pillars of a BSA/AML Program is Training. Training is expected be scheduled on at least an annual basis for all staff, management and directors, as well as periodic targeted training based upon role. Capco’s Annual BSA/AML Training covers high-level topics that all financial institution personnel should know, including recent changes in laws affecting financial institutions, trends and enforcement actions, as well as more detailed topics such as customer risk assessments, recordkeeping, reporting and monitoring. The webinar will also broach OFAC compliance requirements. The webinar is presented in two parts, each airing on separate dates.

What We Will Cover in Part II (November 17):
• Customer Risk Profile
• Record Keeping and Reporting
• Information Sharing
• Suspicious Activity Monitoring
• OFAC Screening and Reporting
• Recent Enforcement Actions

Who Should Attend: All financial institution staff and management

Air Dates: Part I November 3, 2022
Part II November 17, 2022

Course Hours: 1.25 CRCM, 1.25 CAFP Instructor Name: Christopher Price

  • BSA/AML/OFAC Annual Training Part 2
  • BSA/AML/OFAC Annual Training - Part 2
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: 1 year