| Course | |||||
|---|---|---|---|---|---|
 | Lending The legal battles are over and it’s official-Section 1071 is on the front burner for compliance once again. The CFPB issued an Interim Final Rule regarding effective compliance and submission dates on June 25th, 2024. Although the substance of... | ||||
 | Upcoming Live Webinars As 2024 comes to a close and we look forward to 2025, financial institutions face a challenging landscape with an onslaught of significant regulatory changes impacting compliance. This webinar will provide a comprehensive overview of the most... | ||||
 | Upcoming Live Webinars Federal regulators have signaled that they will be looking closely at companies that utilize artificial intelligence (“AI”), in consumer financial services. Federal regulators want to ensure that financial institutions are following existing... | ||||
 | Customer Related Operations Program Outline/Timed Agenda:
• What they looks like
• What are the regulators saying?
• UDAAP implications
• Consider your fees.
• Q&A
Learning Objectives:
Bank fees have been in existence since the origination of the first... | ||||
 | Internal Operations One of the Five Core Pillars of a BSA/AML Program is Training. Training should be provided on at least an annual basis for all staff, management and directors, as well as periodic targeted training based upon role. Capco’s Annual BSA/AML... | ||||
 | Internal Operations One of the Five Core Pillars of a BSA/AML Program is Training. Training should be provided on at least an annual basis for all staff, management and directors, as well as periodic targeted training based upon role. Capco’s Annual BSA/AML... | ||||
 | Upcoming Live Webinars If you are considering diving into the Cannabis Banking business or just want to dip a toe in and test the waters, this webinar is for you. We will cover the basics of cannabis banking from the regulatory risks, how to identify your overall... | ||||
 | Upcoming Live Webinars This is the third part of our three-part series on Cannabis banking. This webinar will focus on the Governance of a cannabis banking program including appropriate policies and procedures, comprehensive risk assessments, documented contingency... | ||||
 | Upcoming Live Webinars This is part two of a three part series on Cannabis Banking. This webinar focuses on Risk Identification and Risk Management including adequate CIP/CDD and EDD procedures. We will also dive into risk identification, monitoring and reporting on... | ||||
 | Customer Related Operations In this session we will discuss the importance of a robust complaint risk management program; observations and findings from CFPB exams; examples of complaint risk management governance to consider; the various channels through which complaints... |
